Expanding number of branch offices.

Other General Consulting Services may include:

CRD service bureau services, whereby, you can rely on our extensive
knowledge of the CRD electronic filing platforms.

Blue sky state registrations for all U.S states and territories requiring

Other regulatory, compliance and registration services.

Preventative maintenance resources.

Broker/Dealers who defend themselves against adverse regulatory,
or customer actions. While we cannot guarantee success in all cases,
we have been quite successful in mitigating, or eliminating many
adverse actions.

Fees for our general consulting services are generally available on an hourly basis. Since they can vary due to the nature of each specific engagement, we encourage you to contact us online, or at
(407) 696-9600 for a quote.

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